Beachwood and Independence, Ohio – Ryan Paugh is under FINRA investigation for violating NASD Rule 3040 and FINRA Rule 3040. Paugh has been associated with J.P. Morgan Chase Securities, and Chase Investment Services. He is being investigated for soliciting 5 individuals to participate in unregistered securities allegedly bearing high interest rates. The securities were for MC, a company purporting to be a wholesaler of computer products. Paugh sold these investments without the permission of J.P. Morgan Chase, and provided false answers to his firm compliance certification.
If you believe you have lost money due to misconduct of Ryan Paugh, please contact Hugh Berkson at 1-866-932-1295.
Hugh Berkson is a Securities Attorney with McCarthy, Lebit, Crystal & Liffman, Co. LPA. Hugh is rated AV® Preeminent™ by Martindale-Hubbell®.
He obtained a business degree in Finance from the University of Texas at Austin in 1989, and is a 1994 graduate of Case Western Reserve University School of Law, where he was a member of the Order of the Barristers and received both the American Jurisprudence Award, (National Mock Trial) in 1993 and the Jonathan M. Ault Mock Trial Prize for 1993-1994.