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Arbitrations are conducted under the auspices of the Financial Industry Regulatory Authority (FINRA). The case is commenced with the filing of a Statement of Claim, which is a complaint that...


Claimants lawyers have long complained that brokerage firms should not be permitted to insist, as a condition of settling a dispute, that the customer must cooperate in having the broker’s...


The Financial Industry Regulatory Authority intends to field an enforcement team tasked with focusing on brokers whose records show patterns of complaints or sales abuses. The team will review...


Regulators have filed yet another huge lawsuit concerning the investment banking fraud that picked investors clean and nearly collapsed our economy. This time, the bad actor is Credit...



As we've explained repeatedly on this site, every recommendation made or sales strategy employed by a brokerage firm or broker on behalf of a customer must be suitable...
We spend nearly all of our professional time litigating investment disputes, exclusively representing investors injured by stockbrokers, investment advisors, insurance agents, and other investment professionals.
Arbitrations are conducted under the auspices of the Financial...
Claimants lawyers have long complained that brokerage firms should...
Hermann, Cahn & Schneider, LLP
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Suite 500
Cleveland, OH 44114

Phone: (216) 781-5515
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