Minneapolis, Minnesota – In a case recently settled in FINRA Arbitration, Mark Holt and Harbour Investments, Inc., were accused of negligence, breach of fiduciary duty, unjust enrichment, conversion, civil theft and other securities law violations. The claimant sought $1.2 million in damages. The amount of settlement was not reported.
In 2014, Mark Holt defrauded multiple investors in a $2 million dollar Ponzi Scheme.
Holt is now barred by FINRA and the SEC from acting as a broker or investment advisor. He has had five disclosures to FINRA regarding customer disputes since 2015 and plead guilty to wire fraud in 2014.
The investor claims lawyers of McCarthy Lebit are investigating Mark Holt. If you lost money due to Mark Holt, please contact Hugh Berkson at 1-866-932-1295.
Hugh Berkson is a Securities Attorney with McCarthy, Lebit, Crystal & Liffman, Co. LPA. Hugh is rated AV® Preeminent™ by Martindale-Hubbell®.
He obtained a business degree in Finance from the University of Texas at Austin in 1989, and is a 1994 graduate of Case Western Reserve University School of Law, where he was a member of the Order of the Barristers and received both the American Jurisprudence Award, (National Mock Trial) in 1993 and the Jonathan M. Ault Mock Trial Prize for 1993-1994.