Before you hire a babysitter or a new employee, you probably do a quick check on them. With the Internet, it’s easier than ever to pull up information on people with whom you do business in your daily life. Yet many people pick a stockbroker or financial advisor without ever doing a basic check to …
Hugh Berkson, working with co-author David Meyer, has written and published his third report concerning unpaid arbitration awards, titled: FINRA Arbitration’s Persistent Unpaid Award Problem. Hugh’s report reveals that the problem with unpaid arbitration awards, about which he first wrote in February 2016, has not improved in the least. Claimants who brought arbitration claims against …
The Quick Version Robinhood, TD Ameritrade, and other online platforms have prevented retail investors from entering buy orders in Gamestop, AMC, Nokia, Blackberry, and other securities. Those investors are understandably angry at missing out on the opportunity to buy and ride the stocks up (presuming they were to continue to climb in price). Do the …
Markets Go Up And Down – And They’re Doing That A Lot Right Now No investor or broker has a crystal ball. Nobody knows when the market is going to soar, or when it’s going to crash. While the common understanding is that the markets go up and the markets go down, we’ve seen a …
The McCarthy, Lebit, Crystal & Liffman Co., LPA, Stock Market Loss team currently is looking into claims against former stockbroker and investment adviser Li-Lin Hsu, formerly of Ameriprise Financial Services, Inc. in Los Angeles and Minneapolis. Hsu is now barred from acting as a broker or associating with any companies that offer securities to the …
